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Attend the OSC's Trader presentation, Defend Your cash to learn about fraud prevention, picking out and working with an advisor and the way to make a lot more knowledgeable investing selections.

OSC employees will probably be Talking to newcomers to assist them know in which to seek out unbiased fiscal facts, what thoughts to ask right before they invest plus the warning indications of fraud.

 

 

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Go to the OSC's investor presentation, Guard Your cash to find out about fraud prevention, working with an advisor and the way to make much more knowledgeable financial decisions.

Advising representatives and Main compliance officers and supreme selected individuals of portfolio manager firms.

OSC workers will be Talking to associates of Durham Lifelong Studying. The Protect Your hard earned money presentation should help Neighborhood associates learn the way to guard themselves from expenditure fraud, what issues to request just before they invest and the way to make much more educated financial choices.

OSC might be Chatting with customers of Pak Pioneers Local community Business to help them lean how to recognize and defend themselves from expenditure fraud and know wherever to uncover impartial economical details.

 

 

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OSC personnel are going to be Talking to associates in the Telecom Pioneer Club about fraud prevention, working with an advisor and the way to make extra informed economic choices.

Obtain insight into how a registrant can correctly oversee its support vendors to be able sites to fulfill its obligation of getting liable and accountable for that work done by assistance vendors.

 

 

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Staff from your portfolio supervisor workforce will talk about essential challenges associated with advisers along with the affiliated regulatory considerations. There'll even be discussion of frequent adviser deficiencies famous in the course of compliance assessments and ongoing OSC initiatives that effects advisers.

OSC personnel will probably be at Oakville Public Library. The Guard Your cash presentation might help Neighborhood associates find out how to guard on their own from investment fraud, what issues to check with right before they make investments and how to make far more knowledgeable economic choices. Additional information

 

 

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OSC team might be speaking to customers of Dash Senior Treatment about fraud avoidance, deciding official site upon and dealing with an advisor and how to make extra informed selections.

Attend the Guard Your Money presentation to master the red flags of fraud, popular sorts of expense fraud, and how to make far more informed financial choices.

 

 

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Reps from the Ombudsman for Banking Products and services and Investments (OBSI) will describe the Business, the complaints handling method and also other pertinent facts that dealers and advisers really should know about as new associates of OBSI.

Recognize the new CSA mandated need to join OBSI and study that Firm Get an recognition of anticipations on customer communications pertaining to problems Presentation products:

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